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Keywords: Economic reform
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (4): 19–26.
Published: 23 November 2010
.... Originality/value The paper provides expert guidance from experienced financial services lawyers. Anne Marie Godfrey is the corresponding author and can be contacted at: anne‐marie.godfrey@bingham.com © Emerald Group Publishing Limited 2010 Financial services Regulation Economic reform...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (4): 9–18.
Published: 23 November 2010
..., unless it otherwise would be required to register with 15 or more states or is an adviser to a 1940 Act Fund [2] . Except as otherwise noted below, the new requirements will become effective one year after the Act's enactment [3] . Financial services Regulation Economic reform On July...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (3): 28–33.
Published: 14 September 2010
... regulatory structure likely to take effect in 2012. Originality/value The paper provides practical guidance from experienced securities lawyers. William Yonge can be contacted at: wyonge@proskauer.com © Emerald Group Publishing Limited 2010 Financial Services Act Economic reform United...
