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Keywords: Empoyees
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (3): 20–24.
Published: 14 September 2010
... on their “broad‐based knowledge regarding the covered functions … that support a broker‐dealer's business, and the underlying rules that drive the processes associated with these activities” [6] . © Emerald Group Publishing Limited 2010 Operations management Education Empoyees On May 26...
