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Keywords: Enforcement process
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Journal Articles
The FCA’s new enforcement process – what will work, and what won’t
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (3): 79–81.
Published: 04 September 2017
...Polly James; Adam Jamieson Purpose To review the FCA’s new enforcement process, drawing on what we believe are the positives and negatives and how the FCA should further improve the enforcement process. Design/methodology/approach Breaks down the FCA’s new enforcement process, highlighting...
