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Keywords: Ethics
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Journal Articles
Summary of selected sessions from “The SEC Speaks in 2013”
Available to PurchaseBrian L. Rubin, Carmen L. Brun, Jaliya Stewart Faulkner, Michael K. Freedman, Kurt Lentz, Jae C. Yoon
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (2): 5–20.
Published: 28 June 2013
... to Accounting, Risk, Strategy and Financial Innovation. Judicial and Legislative Developments, and Ethics. Findings The summaries provide an overview of the SEC's most important current rulemaking, projects and policy priorities. Originality/value The paper presents current SEC issues and developments...
