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Keywords: European legislation
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (4): 20–22.
Published: 20 November 2009
... of the proposed regime are as follows. Leonard Ng can be contacted at: lng@sidley.com © Emerald Group Publishing Limited 2009 Securities Regulation European legislation United Kingdom This update highlights a number of important developments regarding the regulatory framework...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2005) 6 (3): 50–51.
Published: 01 July 2005
... frame for implementation. Findings The biggest challenge facing regulated firms is the limited time they will have to comply with MiFID's requirements. Originality/value Discusses the scope and importance of MiFID. European legislation Financial markets MiFID is a major part...
