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Keywords: Exchange-traded funds
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Journal Articles
SEC’s Division of Investment Management voices concerns over registered funds investing in cryptocurrencies and cryptocurrency-related products
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (2): 8–12.
Published: 02 July 2018
... posed by the Staff with respect to registered investment companies that seek to hold cryptocurrencies or cryptocurrency-related products, which are divided into five categories: valuation, liquidity, custody, arbitrage (for exchange-traded funds) and potential manipulation and other risks. Findings...
Journal Articles
SEC lifts moratorium on actively managed ETFs' use of derivatives; moratorium continues for leveraged ETFs
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (2): 28–31.
Published: 28 June 2013
.... Kurt Decko can be contacted at: kurt.decko@klgates.com © Emerald Group Publishing Limited 2013 United States of America Securities and Exchange Commission Exchange‐traded funds ETFs Derivatives Securities Investments As announced by Norm Champ, the Director of the Division...
