.... Design/methodology/approach The article provides an overview of the AMLA, and specifically addresses three key components: (1) the development of uniform beneficial ownership requirements and the creation of a beneficial ownership registry at the Financial Crimes Enforcement Network (FinCEN); (2...

... Nonaka can be contacted at: mnonaka@cov.com © Covington & Burlington LLP 2019 Covington & Burlington LLP Licensed re-use rights only Financial Crimes Enforcement Network (FinCEN) Virtual currency Money services business (MSB) Money transmitter Convertible virtual currency...

...Rick Kuhlman; Jeff Ziesman; Carolyn Browne; Jason Kempf Purpose The purpose of this paper is to bring broker-dealers’ attention to the upcoming deadline for compliance with the Financial Crimes Enforcement Network’s (FinCEN’s) final rule on Customer Due Diligence Requirements for Financial...

.... Anthony R.G. Nolan can be contacted at: anthony.nolan@klgates.com © 2018 K&L Gates LLP. 2018 2018 K&L Gates LLP. Licensed re-use rights only Commodity Futures Trading Commission (CFTC) US Securities and Exchange Commission (SEC) Financial Crimes Enforcement Network (FinCEN...

...Jonathan A. Lopez; Courtney J. Linn; Edward Eisert; Lauren Muldoon Purpose To provide a summary and analysis of the Proposed Rulemaking published by the Financial Crimes Enforcement Network (FinCEN) on September 1, 2015, which proposes to subject investment advisers to certain requirements...