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Keywords: Financial commitment transactions
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (1): 51–73.
Published: 03 May 2016
...Ryan P. Brizek; P. Georgia Bullitt; Rose F. DiMartino; Margery K. Neale; P. Jay Spinola Purpose To describe and analyze a proposed rule recently issued by the US Securities and Exchange Commission (“SEC”) that would overhaul the use of derivatives and financial commitment transactions...
