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Keywords: Financial technology
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (3): 222–226.
Published: 26 June 2021
... examination priorities. Findings The SEC’s priorities for 2021 examinations include retail investor protection; information security; operational resiliency; financial technology and innovation, including digital assets; anti-money laundering; LIBOR transition, and selected areas for registered investment...
