Keywords: Fund
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Journal Articles
Journal of Investment Compliance (2020) 21 (2-3): 93–96.
Published: 04 December 2020
... for Chinese asset management companies to invest in. Practical implications This article aims to keep foreign asset managers updated of new rules regarding financial market liberalization in China and help them to expand business in Shanghai. This article also gives a brief introduction on the fund...
Journal Articles
Journal of Investment Compliance (2014) 15 (1): 17–24.
Published: 27 February 2014
... at: daphne.frydman@sutherland.com © Authors 2014 Securities and exchange commission (SEC) Investment adviser Commodity futures trading commission (CFTC) Commodity pool operator (CPO) Harmonization rules Registered investment company (RIC) Fund CFTC Rule 4.5 CFCs The Commodity Futures...

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