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Journal Articles
Journal of Investment Compliance (2017) 18 (1): 65–67.
Published: 02 May 2017
...Keith Miller; Martin E. Lybecker; Jesse Kanach; Mary C. Moynihan; Hillary B. Levun Purpose To explain a set of recent US Securities and Exchange Commission (SEC) administrative settlements targeting fund administrators and to alert fund administrators and other financial service providers...

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