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Keywords: Germany
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (4): 51–55.
Published: 27 November 2007
... sets forth the terms and conditions for the sharing of information about regulated entities and financial groups that operate in the USA and Germany and, in view of the growing trend toward cross‐border exchange affiliations, outlines a framework for cooperation in the oversight of markets in both...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 52–57.
Published: 19 June 2007
..., prior to the changes taking effect. © Emerald Group Publishing Limited 2007 Investments Germany Regulation Laws On 18 January 2007, the German Federal Ministry of Finance (Bundesfinanzministerium) presented the first draft of an Act Amending the German Investment Act...
