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Keywords: Globalization
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 39–48.
Published: 19 June 2007
... will be reflected in statistics from future SEC filings by investment advisers. The data show an increasing globalization of the investment adviser business and continued growth opportunities for compliance professionals. Originality/value The paper is based on review of statistics of all SEC‐registered...
