... to be taken when there is a lack of verification. FinCEN Anti-money laundering Beneficial ownership Customer due diligence Hedge funds FinCEN’s new CIP beneficial owner rules are intended to hinder the ability of shell and nominee companies to directly access the US financial system without...

...Perrie Michael Weiner; Patrick Hunnius; Grant Alexander Purpose – To discuss the Securities and Exchange Commission’s (SEC’s) likely preparation of new rules to increase the monitoring and oversight of various asset funds, including hedge funds and alternative mutual funds, and recommends...

... is? © Emerald Group Publishing Limited 2011 Investment advisers Hedge funds Mutual funds Securities Exchange Act of 1934 Securities regulation Investments Advisory services Hedging Regulation United States of America The US Supreme Court's recent decision in Janus Capital...

...Roger Lorence; Steven Q. Zhang Purpose The purpose of this paper is to highlight not only the pre‐closing, but also the continuing due diligence required of all parties in private placement life insurance or annuities invested in hedge funds. Design/methodology/approach This technical paper...