... investigation and enforcement action. They also continue a broader trend of authorities, both in the US and abroad, articulating demanding standards that a company must meet to gain credit for cooperation with an enforcement proceeding. The new Advisories make clear that merely complying with requests...

...Benjamin Neaderland; Jared Cohen Purpose – To alert companies and individuals subject to regulation and investigation by the US Securities and Exchange Commission (SEC) of potential arguments to enforce time limits on enforcement actions that have heretofore commonly been ignored. Design...