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Keywords: Investment consultants
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (1): 32–41.
Published: 26 April 2013
..., and that the development of such a profession should be encouraged. However, they found that such a profession would threaten the economic interests of broker‐dealers and their registered representatives, whose routine use of such titles as “financial advisor” or “investment consultant” has led to consumer confusion over...
