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1-4 of 4
Keywords: Laws
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 4–8.
Published: 19 June 2007
... the contract without penalty [17] . Robert B. Ericson can be contacted at: robert.ericson@bingham.com © Emerald Group Publishing Limited 2007 Investments Information brokers Laws Auditor's fees In a 2‐1 decision in Financial Planning Association v. Securities...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 58–62.
Published: 19 June 2007
... in the China market and those who wish to compare these Chinese regulations with similar ones in other countries. TieCheng Yang can be contacted at: TieCheng.Yang@cliffordchance.com © Emerald Group Publishing Limited 2007 China Money laundering Laws China joined the Financial Action Task...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 52–57.
Published: 19 June 2007
..., prior to the changes taking effect. © Emerald Group Publishing Limited 2007 Investments Germany Regulation Laws On 18 January 2007, the German Federal Ministry of Finance (Bundesfinanzministerium) presented the first draft of an Act Amending the German Investment Act...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 63–67.
Published: 19 June 2007
... requirements in the UK, France, and Germany. Andrew Hougie can be contacted at: andrew.hougie@dechert.com © Company 2007 Shareholders Disclosure Laws Europe The European Union (EU) Transparency Directive is slowly becoming implemented throughout the EU member states. The aim...
