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Keywords: MSRB rule G-30
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (3): 47–50.
Published: 26 August 2014
...Scott R. Anderson Purpose – To summarize revised MSRB Rule G-30, which governs municipal bond dealer fair-pricing obligations. Design/methodology/approach – Discusses background of previous MSRB fair-pricing rules and interpretive guidance. Outlines the basic dealer obligations arising...
