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Keywords: Major swap participant
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (1): 10–16.
Published: 07 March 2019
...Julian E. Hammar Purpose This paper summarizes the requirements of rule amendments promulgated by the Commodity Futures Trading Commission (CFTC) in 2018 regarding the duties of Chief Compliance Officers (CCOs) of swap dealers, major swap participants, and futures commission merchants...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (2): 70–74.
Published: 04 July 2016
.... Marc Horwitz can be contacted at: marc.horwitz@dlapiper.com © 2016 DLA Piper LLP. 2016 Licensed re-use rights only Commodity Futures Trading Commission (CFTC) Major swap participant Margin requirements Non-financial end user Swap dealer Uncleared swaps In December 2015, over...
