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Keywords: Misstatement liability
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Journal Articles
Lorenzo v. SEC: the supreme court rules on scheme liability under the federal securities laws
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 45–47.
Published: 19 June 2019
... if the disseminator would not qualify as the “maker” of the statements at issue and consequently could not be held personally liable for the statements under subsection (b) of the Rule. US Securities and Exchange Commission (SEC) Lorenzo v. SEC Misstatement liability Scheme liability SEC Rule 10b-5...
