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Keywords: Modernized reporting
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Journal Articles
SEC adopts rules and forms to modernize reporting requirements for registered investment companies
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (1): 25–42.
Published: 02 May 2017
... and Exchange Commission (SEC) Form N-CEN Form N-PORT Investment companies Regulation S-X Modernized reporting On October 13, 2016, the U.S. Securities and Exchange Commission (SEC or Commission) adopted, by a 2-to-1 vote, new rules and forms, as well as amendments to certain rules and forms (Final...
