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Keywords: Municipal bond mark-ups
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Journal Articles
New MSRB fair-pricing rule effective July 7, 2014
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (3): 47–50.
Published: 26 August 2014
... financial services lawyer. Municipal Securities Rulemaking Board MSRB rule G-30 Municipal bond fair pricing Municipal bond mark-downs Municipal bond mark-ups Municipal securities dealer compensation Whether a dealer acts as principal or agent, Supplementary Material to the rule requires...
