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Keywords: Mutual fund distribution and sub-accounting fees
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Journal Articles
SEC publishes guidance on mutual fund distribution and sub-accounting fees
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (2): 39–42.
Published: 04 July 2016
...Marco Adelfio; Paul J. Delligatti; Jason F. Monfort Purpose To explain the guidance published on January 6, 2016 by the SEC’s Division of Investment Management containing its views and recommendations relating to mutual fund distribution and sub-accounting fees. Design/methodology/approach...
