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Keywords: NYSE Arca
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Journal Articles
SEC issues landmark order rejecting Nasdaq and NYSE Arca market data fee increases
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 24–27.
Published: 19 March 2019
...James Brigagliano; W. Hardy Callcott; Michael Warden Purpose To explain an October 16, 2018 US Securities and Exchange Commission order that unanimously upheld a SIFMA challenge to fee increases for “depth-of-book” market data filed by Nasdaq and NYSE Arca and the SEC’s simultaneous remanding...
Journal Articles
SEC approves new continued listing standards for ETFs
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (3): 21–25.
Published: 04 September 2017
... be contacted at: Adam.Teufel@dechert.com © Dechert LLP. All rights reserved. 2017 Dechert LLP. All rights reserved Licensed re-use rights only Securities and Exchange Commission (SEC) Bats global markets Continued listing standards Exchange traded fund (ETF) Nasdaq NYSE Arca Second...
