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Keywords: National Market System (NMS)
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Journal Articles
SEC issues landmark order rejecting Nasdaq and NYSE Arca market data fee increases
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 24–27.
Published: 19 March 2019
..., the SEC’s challenge to two recent market data filings, and the SEC’s remanding of 400 additional market data fee filings challenged by SIFMA to the exchanges and the National Market System (NMS) for reconsideration. Analyzes and discusses the SEC’s order. Findings The SECs’ SIFMA order appears to raise...
