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Keywords: Parallel proceedings
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Journal Articles
COVID-19 considerations for SEC cybersecurity guidance, disclosure, enforcement, and parallel proceedings: navigating the new normal
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Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2020) 21 (2-3): 111–126.
Published: 01 December 2020
...Aldo M. Leiva; Michel E. Clark Purpose To examine the COVID-19 pandemic’s effects on regulated entities within the context of cybersecurity, US Securities and Exchange Commission (SEC) compliance, and parallel proceedings. Design/methodology/approach Describes the SEC’s ability to conduct its...
