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Keywords: Pre-inception index performance data (PIP data)
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 6–9.
Published: 21 August 2019
... LLP. Licensed re-use rights only Financial industry regulatory authority (FINRA) FINRA rule 2210 Passively managed open-end funds Pre-inception index performance data (PIP data) FINRA interpretive letter to ALPS distributors Inc. (ALPS letter) FINRA interpretive letter to meredith henning...
