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Keywords: Product governance
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Journal Articles
MiFID II: practical implications for high yield bond investors
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (1): 58–62.
Published: 08 May 2018
... 2017. 2018 Ashurst LLP 2017. Licensed re-use rights only Disclosure Transparency MiFID II Allocations High-yield bonds Product governance A revised version of the European Union’s Markets in Financial Instruments Directive, MiFID II, is set to go into effect in the national laws...
Journal Articles
ESMA opinion on structured retail products – good practices for product governance arrangements
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (4): 19–24.
Published: 28 October 2014
... products (SRPs), in order to ensure sound product governance arrangements and the consistency of supervisory practices needed for adequate investor protection across the European Union. Design/methodology/approach – Lists the ESMA guidelines for the general organization of product governance...
