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Keywords: Prospectuses
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (4): 51–53.
Published: 20 November 2009
... printing on demand (POD) and printing prospectuses at the traditional printer's site versus creating print‐ready PDFs electronically and making them available to fund distributors so they can print and deliver “on demand” on site. It provides a checklist of web site disclosure requirements for a fund...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (2): 4–13.
Published: 12 June 2009
... for a particular fund. Robert A. Robertson can be contacted at: robert.robertson@dechert.com © Company 2009 Prospectuses Unit trusts The Securities and Exchange Commission (“SEC”) recently adopted rule amendments to permit mutual funds to use a “summary prospectus” and amendments...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (1): 51–55.
Published: 13 March 2009
...Len Driscoll Purpose This paper aims to describe current moves by the securities industry toward e‐consent and e‐delivery of prospectuses and other financial communications. Design/methodology/approach The paper discusses the costs of the current paper‐based approach to investor disclosure...
