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Keywords: Proxy system
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Journal Articles
SEC issues Staff Legal Bulletin after four-year comprehensive review of proxy system
Available to PurchaseJohn E. Sorkin, Abigail Pickering Bomba, Steven Epstein, Jessica Forbes, Peter S. Golden, Philip Richter, Robert C. Schwenkel, David Shine, Arthur Fleischer, Gail Weinstein
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (1): 63–65.
Published: 05 May 2015
... Bulletin released this year by the Securities and Exchange Commission (SEC) after its four-year comprehensive review of the proxy system. Design/methodology/approach – Discusses briefly the context in which the SEC’s review was conducted; the general themes of the guidance provided; the most notable...
