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Keywords: Regulation FD
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Journal Articles
U.S. Securities and Exchange Commission (SEC) brings regulation FD enforcement action against AT&T Inc.
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (3): 232–235.
Published: 28 June 2021
...Lee T. Barnum; Karl A. Groskaufmanis; Nicole R. Love Purpose To explain and analyze the U.S Securities and Exchange Commission’s complaint filed in the U.S. District Court for the Southern District of New York against AT&T Inc. alleging repeated violations of Regulation FD (Fair Disclosure...
Journal Articles
SEC gives nod to use of social media under Regulation FD – if done correctly
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (4): 24–30.
Published: 25 November 2013
.... and its chief executive officer violated Regulation FD through the use of the CEO's personal Facebook page to announce a company metric, and provide guidance with respect to the application of Regulation FD and the SEC's 2008 Guidance on the Use of Company Web Sites to disclosures made through social...
