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Keywords: Relationships with regulators
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Journal Articles
Organisation of compliance across financial institutions
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (1): 65–76.
Published: 27 February 2014
... on in-depth interviews with eight financial institutions, has been divided into the following sections: structure of compliance; role, strategy and responsibilities; relationships with regulators; and challenges and recent changes. Lukasz Prorokowski can be contacted...
