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1-3 of 3
Keywords: Remuneration
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Journal Articles
Thomas Jesch, Hartmut Renz, Stephen Culhane, Simon Firth, David Sausen, Willys Schneider, George Williams
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (2): 36–38.
Published: 03 June 2014
... of a depositary’s insolvency and also address remuneration practices that are thought to encourage excessive risk-taking. Design/methodology/approach – Summarizes UCITS-V, discusses whether the new remuneration rules are sound, addresses the concern that the UCITS V remuneration restrictions could make...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2011) 12 (2): 76–83.
Published: 14 June 2011
...Dan Ornstein Purpose The purpose of this paper is to explain the final version of the Remuneration Code, published by the Financial Services Authority (FSA) in December 2010, which deals with remuneration in the financial services industry and incorporates requirements contained in the latest...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (4): 39–41.
Published: 20 November 2009
...Philip J. Morgan; Neil Nick Robson Purpose The purpose of this paper is to explain UK Financial Services Authority (FSA) Policy Statement 09/15, Reforming Remuneration Practices in Financial Services, (the “Code”) which requires certain large banks, building societies and broker‐dealers in the UK...
