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Keywords: Risk assessment
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (2): 27–30.
Published: 03 July 2017
... summarizes the regulations’ scope and requirements including definition of Covered Entities and substantive requirements including periodic Risk Assessments, cyber policies, dedicated and trained personnel, testing, audit trails, control over Third Party Service Providers, authentication, secure disposal...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (1): 32–34.
Published: 16 March 2010
... into an investment agreement. Jeremy Kosky can be contacted at: Jeremy.kosky@cliffordchance.com © Emerald Group Publishing Limited 2010 Hedging Risk assessment Liability England ...
