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Keywords: Rule 22e-4
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Journal Articles
SEC issues final rule on investment company liquidity risk management
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (1): 43–52.
Published: 02 May 2017
...Rachael Leah Schwartz; Domenick Pugliese; Marguerite Bateman; Kimberly Vargo Purpose To provide an overview of the US Securities and Exchange Commission’s (SEC) recently adopted rule 22e-4 (Rule 22e-4) under the Investment Company Act of 1940, as amended (1940 Act) regarding investment company...
