Keywords: Rule 498A
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Journal Articles
Journal of Investment Compliance (2020) 21 (2-3): 151–166.
Published: 01 December 2020
... (SEC) Summary prospectus Insurance Variable contract Rule 498A In March 2020, the Securities and Exchange Commission (the “SEC” or the “Commission”) adopted Rule 498 A under the Securities Act of 1933 (the “1933 Act”) – the long-awaited variable contract summary prospectus rule. The new rule...

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