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Keywords: SEC Listing Rule IM-5315-1
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Journal Articles
Helene R. Banks, Bradley J. Bondi, Charles A. Gilman, Elai Katz, Geoffrey E. Liebmann, Ross Sturman, Nicholas S. Millington
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 25–27.
Published: 23 September 2019
... rights only US Securities and Exchange Commission (SEC) Nasdaq Initial public offering (IPO) Direct listing SEC Listing Rule IM-5315-1 Effective as of February 15, 2019, the U.S. Securities and Exchange Commission (SEC) approved new Nasdaq rule changes to permit direct listings without...
