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Keywords: SEC Listing Rule IM-5315-1
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Journal Articles
SEC approves Nasdaq rule change to permit direct listings without an IPO
Available to PurchaseHelene R. Banks, Bradley J. Bondi, Charles A. Gilman, Elai Katz, Geoffrey E. Liebmann, Ross Sturman, Nicholas S. Millington
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 25–27.
Published: 23 September 2019
... LLP. 2019 Cahill Gordon & Reindel LLP. Licensed re-use rights only US Securities and Exchange Commission (SEC) Nasdaq Initial public offering (IPO) Direct listing SEC Listing Rule IM-5315-1 Effective as of February 15, 2019, the U.S. Securities and Exchange Commission (SEC...
