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Keywords: Scheme liability
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Journal Articles
Lorenzo v. SEC: the supreme court rules on scheme liability under the federal securities laws
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 45–47.
Published: 19 June 2019
... to defraud” and engaging in “deceptive” acts. This was the viewpoint expressed by Justice Alito during the oral argument. The Court found it “obvious” that Lorenzo’s conduct fit into the plain language of the scheme liability provisions of Rule 10b-5. The Court rejected as “difficult to reconcile...
