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Keywords: Securities arbitration
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Journal Articles
Nuts and bolts: securities arbitration
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (4): 1–7.
Published: 06 November 2017
...Sandra D. Grannum; Justin Ginter Purpose To address the nuts and bolts of securities arbitration in the FINRA forum. Design/methodology/approach Provides introduction and background, defines key terms, and suggests ways to approach the major steps in the securities arbitration process...
