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Keywords: Separately managed accounts
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (4): 23–29.
Published: 02 November 2015
... with respect to SEC examinations and enforcement activity. Practical implications – Investment advisers should understand that detailed new regulatory reporting is coming and, more specifically, separately managed account clients of investment advisers should be made aware of the proposed reporting...
