Keywords: Share Class Selection Disclosure (SCSD) Initiative
Close
Follow your search
Access your saved searches in your account

Would you like to receive an alert when new items match your search?
Close Modal
Sort by
Journal Articles
Journal of Investment Compliance (2018) 19 (2): 16–18.
Published: 04 July 2018
...Elaine Greenberg Purpose This paper aims to explain the U.S. Securities and Exchange Commission’s (SEC’s) recent Share Class Selection Disclosure (SCSD) Initiative, which offers potentially favorable settlement terms to investment advisers who self-report to the SEC’s Enforcement Division...

or Create an Account

Close Modal
Close Modal