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Keywords: Shareholders
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Journal Articles
Do agency conflicts between managers and shareholders affect corporate risk management and financial performance of Saudi firms?
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (1): 58–73.
Published: 08 April 2021
...Lamia Jamel; Hanadi Eid Albogami; Mazen Abduljalil Abdulaal; Nuha Ahmed Aljohani Purpose The purpose of this paper is to examine the impact of agency conflicts between managers and shareholders on corporate risk management and financial performance of Saudi firms listed in the Saudi Stock Exchange...
Journal Articles
Implementation of the Transparency Directive changes shareholder notification requirements across Europe
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (2): 63–67.
Published: 19 June 2007
...Andrew Hougie; Jessica Brescia; Alexandre Marion; Katharina Ebell; Thierry Hudsyn; Pascal Bouvy Purpose The purpose of this paper is to describe and compare the different ways in which the shareholder disclosure requirements under the European Union Transparency Directive have been implemented...
Journal Articles
SEC votes to amend and clarify operation of redemption fee rule
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (1): 44–48.
Published: 20 March 2007
... the requirements of the amendments to Rule 22c‐2 under the Investment Company Act of 1940. Shareholders Financial institutions Limit the types of intermediaries with which the funds must enter into shareholder information agreements. Address the Rule's application when there are chains...
Journal Articles
Strengthening corporate governance regulations
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Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2005) 6 (4): 75–84.
Published: 01 October 2005
... of effective corporate governance regulations for preventing corporate malfeasance and a loss of confidence by shareholders. Two key corporate governance principles outlined in the ASX's Corporate Governance Guidelines, “make timely and balanced disclosure” and “respect the rights of shareholders...
