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Journal Articles
Journal Articles
Journal Articles
Journal of Investment Compliance (2007) 8 (1): 44–48.
Published: 20 March 2007
... the requirements of the amendments to Rule 22c‐2 under the Investment Company Act of 1940. Shareholders Financial institutions Limit the types of intermediaries with which the funds must enter into shareholder information agreements. Address the Rule's application when there are chains...
Journal Articles
Journal of Investment Compliance (2005) 6 (4): 75–84.
Published: 01 October 2005
... of effective corporate governance regulations for preventing corporate malfeasance and a loss of confidence by shareholders. Two key corporate governance principles outlined in the ASX's Corporate Governance Guidelines, “make timely and balanced disclosure” and “respect the rights of shareholders...

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