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Journal Articles
Journal of Investment Compliance (2006) 7 (3): 67–69.
Published: 01 July 2006
... be contacted at: Tim.Duck@cclcompliance.com © Emerald Group Publishing Limited 2006 Costs Small enterprises The FSA has stated its intention to move towards “principles‐based supervision.” This will have an effect on all regulatory requirements for small firms, not least retail and wholesale...

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