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Keywords: Staff Legal Bulletin
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Journal Articles
SEC issues Staff Legal Bulletin after four-year comprehensive review of proxy system
Available to PurchaseJohn E. Sorkin, Abigail Pickering Bomba, Steven Epstein, Jessica Forbes, Peter S. Golden, Philip Richter, Robert C. Schwenkel, David Shine, Arthur Fleischer, Gail Weinstein
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (1): 63–65.
Published: 05 May 2015
... United States Securities and Exchange Commission (SEC) Investment advisers Proxy advisory firms Proxy system Staff Legal Bulletin On June 30, the SEC released a 7-page Staff Legal Bulletin, in the form of 13 Q&A’s, summarizing the results of a comprehensive review of the proxy system...
