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Keywords: Stock options
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (4): 60–67.
Published: 27 November 2007
.... SEC amendments to NASD Rule 2860 extend until March 1, 2008, a pilot program increasing certain stock options position and exercise limits. The pilot program was scheduled to expire on September 1, 2007. The amendments become effective on September 1, 2007. On July 31, 2007, FINRA filed...
