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Keywords: Structured retail products
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Journal Articles
ESMA opinion on structured retail products – good practices for product governance arrangements
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (4): 19–24.
Published: 28 October 2014
... in Financial Instruments Directive (MiFID) Product governance Structured retail products ESMA’s 27 March 2014 opinion on good practices for product governance arrangements for structured retail products focuses on investment firms that manufacture and distribute retail products. The practices...
