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Keywords: TBA
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (2): 52–56.
Published: 08 June 2012
...Fredric Sosnick; Ned S. Schodek; Alexa J. Loo Purpose The purpose of this paper is to help parties to “TBA contracts” better understand how their claims would be treated in the event that a Securities Investor Protection Act of 1970 (SIPA) proceeding was commenced with respect...
