Article navigation
Volume 3, Issue 1
1 January 1995
Journal of Financial Regulation and Compliance Cover Image for Volume 3, Issue 1
Review Article| January 01 1995

PERSONAL INVESTMENT AUTHORITY: RULE CHANGE

Author & Article Information
Publisher: Emerald Publishing
Online ISSN: 1740-0279
Print ISSN: 1358-1988
© MCB UP Limited
1995
Journal of Financial Regulation and Compliance (1995) 3 (1): 103–106.
https://doi.org/10.1108/eb024833

On 4th November, 1994 the PIA issued Rule Notice 4 which, as well as making certain amendments to the PIA (Commencement and Transitional Provisions) Rules 1994, introduces the following new provisions and amendments to existing provisions.

This content is only available via PDF.
© MCB UP Limited
1995
You do not currently have access to this content.
Don't already have an account? Register

Purchased this content as a guest? Enter your email address to restore access.

Pay-Per-View Access
$39.00
Rental
This article is also available for rental through DeepDyve. Read this now at DeepDyve
144 Views

New and popular articles

Revisiting the stock market reaction to other comprehensive income and its components: evidence from U.S. commercial banks around ASU 2016-01
AML compliance congestion as a factor in trade-based money laundering
Economic policy uncertainty and bank earnings quality: the role of corporate governance and regulatory reforms in India
Cycles of credit and cycles with credit: macroeconomic analysis of countercyclical capital buffer implementation in Kazakhstan

Suggested Reading

PERSONAL INVESTMENT AUTHORITY: RULE CHANGE UPDATE
Journal of Financial Regulation and Compliance (March,1995)
TOWARDS A POLICY ON FINES AND DISCIPLINE: THE DISCIPLINING RECORD OF IMRO AND THE SFA
The International Journal of Regulatory Law & Practice (February,1992)
THE LAUTRO RULES: TRAINING AND COMPETENCE
The International Journal of Regulatory Law & Practice (January,1993)
PREPARING FOR A FIMBRA INSPECTION
Journal of Financial Regulation and Compliance (March,1994)
FINANCIAL REGULATION FIVE YEARS ON: THE INVESTIGATIVE POWERS OF THE SROS
The International Journal of Regulatory Law & Practice (February,1993)

Related Chapters

Changes to the Reservoirs Act 1975 – the enforcement authority’s perspective in England
Maintaining the Safety of our Dams and Reservoirs: Proceedings of the 18th Biennial Conference of the British Dam Society at Queen’s University, Belfast, from 3–6 September 2014
The establishment of the first Argentine programme on quality control and quality assurance for hazardous waste disposal site construction
The exploitation of natural resources and the consequences: The proceedings of GREEN 3: the 3rd International Symposium on Geotechnics Related to the European Environment held in Berlin, Germany, June 2000
8 Commencement, Delays and Suspension
FIDIC Silver Book: A companion to the 2017 EPC/Turnkey Contract

Recommended for you

These recommendations are informed by your reading behaviors and indicated interests.

Cited By

Google Scholar
This Feature Is Available To Subscribers Only

or Create an Account

Close Modal
Close Modal