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Journal Articles

How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans

Alexander Conrad Culley

Journal of Financial Regulation and Compliance (2024) 32 (3): 313–354.

https://doi.org/10.1108/JFRC-08-2023-0132

Published: 05 April 2024

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Journal Articles

Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading

Alexander Conrad Culley

Journal of Financial Regulation and Compliance (2023) 31 (5): 607–629.

https://doi.org/10.1108/JFRC-12-2022-0144

Published: 06 June 2023

View article titled, Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading

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Journal Articles

Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME

Alexander Conrad Culley

Journal of Financial Regulation and Compliance (2023) 31 (2): 220–236.

https://doi.org/10.1108/JFRC-04-2022-0046

Published: 08 August 2022

View article titled, Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME

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