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Keywords: Conduct risk
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Journal Articles
How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans
Available to Purchase
Journal of Financial Regulation and Compliance (2024) 32 (3): 313–354.
Published: 05 April 2024
... 05 2022 04 12 2023 28 01 2024 14 02 2024 © Emerald Publishing Limited 2024 Emerald Publishing Limited Licensed re-use rights only Enforcement Market abuse Conduct risk London Metal Exchange COMEX ICE futures On 4th March 2022 the Financial Conduct...
